Category: Articles

Report: Risk Orientation is Critical to Chief Audit Executive Effectiveness

Chief audit executives (CAEs) have identified risk orientation, stakeholder management, and team leadership as the top three characteristics of the most effective individuals, according to a survey by Gartner. In April 2023, Gartner surveyed 114 CAEs across 180 areas to identify the most important measures of an effective CAE, and Read More

The City of Vaughan’s Audit Universe Is Vast—Here’s How We Navigate It

Sponsored Article What to audit… what not to audit. Have you ever wondered how a municipality decides which processes need to be improved, what new services are required or how risks are avoided? One of the ways is through completing an internal audit. At the City of Vaughan, our job Read More

Conducting an ethics investigation

How to Conduct an Ethics Investigation from Beginning to End

Ethics investigations can be challenging for just about any organization. If done right, an ethics investigation can help you identify wrongdoing and unethical behavior and put a stop to it before your organization pays the price for not maintaining a conducive and compliant work environment. A poorly executed ethics investigation, Read More

CPE Credits

IIA Changes to CPE Policies to Take Effect

Last year, the Institute for Internal Auditors announced some changes it was making to its policies covering requirements for continuing professional education (CPE) credits to maintain certain certifications, including Certified Internal Auditor (CIA) and Certification in Risk Management Assurance (CRMA). Those changes to the Annual Certification Renewal Policy will go Read More

Photo of J. Michael Peppers

Former IIA Global Chair to Serve as Representative to COSO

The Institute of Internal Auditors (IIA) announced that it has appointed former Global Board Chair J. Michael Peppers as its new representative to the Committee of Sponsoring Organizations of the Treadway Commission (COSO) Board of Directors. Peppers has over three decades of experience in the profession and currently serves as Read More

County Internal Auditor David Givans

Deschutes County’s Office of Internal Audit Receives National Award

Deschutes County’s Office of Internal Audit, located in Oregon, has received national recognition for its Management of Pandemic Case Investigation and Contact Tracing audit, which was released in 2022. The Office, led by County Internal Auditor David Givans, received the Association of Local Government Auditors (ALGA) 2022 Distinguished Knighton Award for Read More

Internal audit kickoff meeting

A Guide to Conducting a Successful Internal Audit Kickoff Meeting

We all know the common expression, “you only get one chance to make a good first impression.” For internal audit, this chance often comes during the kickoff meeting. This introductory meeting will often set the tone for the entire audit. Its primary objective is to align the auditors and auditee Read More