December 22, 2020 - Internal Audit 360

Top Five Internal Audit Articles of 2020

On December 22, 2020March 8, 2021 By Joseph McCafferty

Certainly, 2020 will go down as the “Year of Covid,” when a pandemic disrupted our personal and professional lives as no other force we have seen in most of our lifetimes. From an internal audit perspective, it meant scrambling to help the organizations we work for stay on their feet Read More

SEC to change compliance definitions for SOX 404

SEC Issues Multiple Whistleblower Awards Totaling Over $3.6 Million

On December 22, 2020January 7, 2021 By IA360 Staff

The Securities and Exchange Commission has announced whistleblower awards in connection with three separate enforcement actions totaling over $3.6 million. In the first order, the SEC awarded a whistleblower over $1.8 million for providing significant information about a fraudulent scheme. The whistleblower took immediate steps to mitigate the harm to Read More

Day: December 22, 2020

Top Five Internal Audit Articles of 2020

SEC Issues Multiple Whistleblower Awards Totaling Over $3.6 Million

TD Bank to Pay $3B in Plea to Settle Money-Laundering Case

Chartered IIA Releases New Internal Audit Code of Practice

The IIA Names Terry Grafenstine as New Chair of Its Global Board

Silvergate Settles SEC Charges for Compliance Failures

Supreme Court Curbs SEC’s Use of In-House Tribunals

University Internal Auditor Awarded $3M in Wrongful-Termination Case