Day: December 22, 2020

SEC to change compliance definitions for SOX 404

SEC Issues Multiple Whistleblower Awards Totaling Over $3.6 Million

The Securities and Exchange Commission has announced whistleblower awards in connection with three separate enforcement actions totaling over $3.6 million. In the first order, the SEC awarded a whistleblower over $1.8 million for providing significant information about a fraudulent scheme. The whistleblower took immediate steps to mitigate the harm to Read More