Day: September 4, 2018

SEC to change compliance definitions for SOX 404

Moody’s to Pay $16 Million for Internal Control Failures

The Securities and Exchange Commission has announced that Moody’s Investors Service Inc., one of the nation’s largest credit ratings agencies, has agreed to pay a total of $16.25 million in penalties to settle charges involving internal control failures and failing to clearly define and consistently apply credit rating symbols. This marks Read More